Approved Persons
An 'approved person' is an individual who is approved by the Financial Conduct Authority (or any other recognised regulator) to conduct one or more activities, which are called 'controlled functions' in the United Kingdom - for an authorised firm. To be an approved person the individual must meet the criteria by their regulator.
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- Portfolio Company
- Gearing
- Board of Directors
- Far East
- Corporate Venture Capital
- Private Placement
- PIPE or Private Investment in Public Equity
- ESMA
- FATF
- Total Expense Ratio (TER)
- Unit trust
- Total Return Funds
- Yield to Maturity
- Sector
- Angel Investor
- ESRB
- Information Ratio
- Fund Administrator
- Derivatives
- Realised Tracking Error
- Redemption Yield
- Exit Route
- Options
- Dynamic Asset Allocation