Advisory

Advisory - Bespoke Solutions for Financial Services Firms

As a boutique consulting firm specialising in financial services firms, we take time to understand your requirements and objectives.  

From initial concept, structuring to launch - we offer a bespoke and cost effective solution to global financial services firms from our offices in London, New York and Singapore in delivering a holistic solution.  

As a valued client, you will receive dedicated services from a senior partner and bespoke solutions to your requirements, including:

• Solutions tailored to your firms' needs and goals;
• SMCR Frameworks & Periodic Checks
• A host of compliance knowledge and framework to implement into your firm to ensure it is compliant with the FCA and AIFMD (where applicable).
• Fund Structuring & Launches 
• Risk management and monitoring to ensure we promote best practice in everything we do;
• Active monitoring of your regulated activities and recommendations for taking action on an ongoing basis;
• Building a portal based Managed Compliance platform to assist you in your back office and regulatory requirements.

Whether you are looking for ongoing compliance support, a 'managed' compliance solution or simply consulting services for your financial services firm - contact us and see how we can help.